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Albert Einstein

Contribution. Special relativity (the 1905 paper), the light quanta paper, and general relativity, which took about eight years, from 1907 to November 1915.

Factor coverage

Favorable entries (helped or barrier absent) and adverse entries (barrier or not overcome) by factor. Factor tags are this site's classification.

Barriers faced

FactorsStatement
EducationalEntrance exam. At 16, two years below the usual age, he took the Swiss Federal Polytechnic entrance exam. He got the best results in math and science but failed languages and history. Contrary to a popular myth, he did not fail math.
EconomicReal hardship. In 1902 his father's business went bankrupt and Einstein tutored to get by. The hardship was temporary, not extreme.

Barriers that were absent

FactorsStatement
BiologicalHealth and nutrition. A middle-class upbringing in Germany meant no malnutrition, parasites, or serious childhood disease.
SocietalStability. His key years (1905 to 1915) preceded persecution. He completed general relativity in Berlin during World War I but was not drawn into the war.

What helped

FactorsStatement
PsychologicalEarly curiosity. In his Autobiographical Notes (1949), he described a compass fascinating him as a child and, at 12, a Euclidean geometry book he called his "holy geometry booklet."
PsychologicalThought experiments, such as imagining riding alongside a beam of light at about 16.
Psychological EducationalIndependence from authority. He disliked his rote Munich gymnasium and left it as a teenager. This skepticism later let him question absolute time.
PsychologicalPersistence. General relativity took about eight years, from 1907 to November 1915, including a flawed intermediate theory.
PsychologicalResilience. From 1900 to 1902 he could not get an academic position but kept working on physics.
EducationalSwiss Matura. He finished school at Aarau and passed the Swiss Matura in 1896 with a top grade of 6 in physics and mathematics.
Economic TechnologicalTechnical exposure. His father and uncle ran an electrical engineering business.
EconomicA stable job with bandwidth. The Bern patent office paid a steady income. The workweek was 48 hours, and the science library usually closed before he got off, but the routine work left his mind free.
Social EducationalMax Talmey lent him Aaron Bernstein's popular science books and a geometry textbook.
SocialMarcel Grossmann shared lecture notes, his father recommended Einstein for the patent office job, and in 1912 he pointed Einstein to Riemannian geometry for general relativity. Einstein later downplayed Grossmann's role, but historians generally view it as significant.
Social EducationalThe Olympia Academy. Einstein, Maurice Solovine, and Conrad Habicht met to discuss philosophy and spent weeks on Hume's critique of substance and causality.
SocialMichele Besso was the only person thanked in the 1905 relativity paper.
SocialMax Planck, co-editor of Annalen der Physik, accepted Einstein's light quanta paper despite disliking the idea and was the first scientist to report favorably on relativity.
CulturalA secular Jewish family that valued learning.
CulturalGerman-speaking Europe as the center of theoretical physics around 1900.
CulturalA philosophical tradition (Hume, Mach) that encouraged questioning foundations.
Cultural EducationalThe Pestalozzi-inspired Aarau school, which encouraged independent and visual thinking.
Societal EducationalAccessible institutions. The Polytechnic admitted foreign students and advised him how to qualify. Switzerland granted him citizenship in 1901.
SocietalOpen publication. Annalen der Physik scrutinized first papers, then published later ones with little refereeing. With five prior papers, his relativity paper was probably accepted on receipt.
EnvironmentalA field ready for a breakthrough. Physics was in crisis around 1900: the Michelson-Morley null result (1887), Lorentz's and Poincaré's electrodynamics, and Planck's 1900 quantum hypothesis. Einstein felt someone else would have found special relativity, but regarded general relativity as harder and more original.

Not overcome

FactorsStatement
SocietalLater obstacles. Antisemitism drove him to emigrate in 1933, after his major work.

Notes

FactorsStatement
BiologicalHis brain. Witelson, Kigar, and Harvey (1999) reported unusual parietal lobe features. Falk, Lepore, and Noe (2013) described an unusual prefrontal cortex and parietal lobes, calling their interpretations tentative. Hines (2014) concluded these studies do not show his brain structure explains his abilities. One brain and small comparison groups cannot establish cause.
Social EconomicA close call. He nearly left physics for high-school teaching. One recommendation from Grossmann's father changed his path.
SocialMileva Marić. A 1901 letter mentions "our work on relative motion," but most historians reject the claim that she was an unacknowledged coauthor. She was an intellectual companion during his formative years.
TechnologicalGalison's hypothesis. Galison (2003) argued that reviewing clock-synchronization patents may have shaped his thinking on simultaneity. This is a plausible hypothesis, not an established fact.

Pattern summary

ElementIn this case
Door-openerGrossmann, Planck
Knowledge sourceTalmey's books, ETH
Institutional supportPatent office, Annalen
Built on recent workLorentz, Planck
Setback overcomeUnemployment
Barrier not overcomeLater persecution
Not independently verified. The family business, the Aarau school's Pestalozzi approach, the light-beam thought experiment, Besso's acknowledgment, the pre-1905 physics context, and Galison's hypothesis were not independently verified. They appear in standard biographies such as Isaacson (2007) and Pais (1982).

Sources

  1. Einstein, A. (1949). Autobiographical Notes. In P. A. Schilpp (Ed.), Albert Einstein: Philosopher-Scientist. Evanston, IL: Library of Living Philosophers.
  2. Witelson, S. F., Kigar, D. L., & Harvey, T. (1999). The exceptional brain of Albert Einstein. Lancet, 353(9170), 2149-2153. DOI10327-6)
  3. Falk, D., Lepore, F. E., & Noe, A. (2013). The cerebral cortex of Albert Einstein. Brain, 136(4), 1304-1327. DOI
  4. Hines, T. (2014). Neuromythology of Einstein's brain. Brain and Cognition, 88, 21-25. DOI
  5. Isaacson, W. (2007). Einstein: His Life and Universe. New York: Simon and Schuster.
  6. Pais, A. (1982). Subtle Is the Lord. Oxford: Oxford University Press.
  7. Galison, P. (2003). Einstein's Clocks, Poincaré's Maps. New York: Norton.
  8. Britannica: Einstein, from graduation to the miracle year
  9. Einstein-website.de: Matura certificate
  10. Einstein-website.de: Patent Office
  11. Einsteinhaus Bern: Einstein and Bern
  12. Swiss Federal Institute of Intellectual Property: Einstein at the patent office
  13. MacTutor: Einstein biography
  14. arXiv: Sauer, Marcel Grossmann and general relativity
  15. arXiv: Weinstein, Einstein's friends at the Patent Office
  16. arXiv: Weinstein, The 1905 relativity paper and the light quantum
  17. MIT Technology Review: Did Einstein's first wife coauthor his 1905 paper?
  18. Redalyc: Esterson, The story of Mileva Marić

Also relevant: Bell, A., Chetty, R., Jaravel, X., Petkova, N., & Van Reenen, J. (2019). Who becomes an inventor in America? Quarterly Journal of Economics, 134(2), 647-713. All references